SFC Licences of HSU Shih-min 許詩敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden K2 Securities Limited | RE | 1 | 08 July 2020 | 28 November 2023 |
Maxcess Capital Limited 至成資本有限公司 | RO | 9 | 08 July 2020 | |
Maxcess Capital Limited 至成資本有限公司 | RO | 4 | 08 July 2020 | |
Maxcess Capital Limited 至成資本有限公司 | RE | 9 | 12 June 2020 | 08 July 2020 |
Maxcess Capital Limited 至成資本有限公司 | RE | 4 | 12 June 2020 | 08 July 2020 |
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 | RO | 9 | 14 July 2017 | 31 May 2020 |
BOA Global Asset Management Limited 亞銀環球資產管理有限公司 | RO | 4 | 14 July 2017 | 31 May 2020 |
QL Asset Management Company Limited | RE | 9 | 22 June 2016 | 19 June 2017 |
QL Asset Management Company Limited | RE | 4 | 22 June 2016 | 19 June 2017 |
QL Asset Management Company Limited | RE | 1 | 22 June 2016 | 19 June 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 9 | 29 January 2014 | 15 June 2016 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RO | 4 | 29 January 2014 | 15 June 2016 |