SFC Licences of NG Siu Hong 吳肇康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 31 May 2018 21 December 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 31 May 2018 21 December 2023
Shang International Finance Limited 尚融國際金融有限公司 RE 6 19 May 2014 24 June 2016
Shang International Finance Limited 尚融國際金融有限公司 RE 4 19 May 2014 24 June 2016
Shang International Finance Limited 尚融國際金融有限公司 RE 1 19 May 2014 24 June 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 31 December 2013 12 May 2014