SFC Licences of NG Siu Hong 吳肇康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 31 May 2018 | 21 December 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 31 May 2018 | 21 December 2023 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 19 May 2014 | 24 June 2016 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 19 May 2014 | 24 June 2016 |
Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 19 May 2014 | 24 June 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 31 December 2013 | 12 May 2014 |