SFC Licences of CHEN Yi-hsuan 陳怡瑄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 4 | 04 April 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 04 April 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 03 February 2023 | 04 April 2023 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 30 January 2023 | 04 April 2023 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 9 | 28 August 2020 | 30 November 2022 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 | RE | 4 | 28 August 2020 | 30 November 2022 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 23 August 2019 | 14 August 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 9 | 26 May 2017 | 14 August 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 January 2014 | 14 August 2020 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 January 2014 | 26 May 2017 |