SFC Licences of XIE Yun 謝贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 1 | 26 May 2014 | 21 August 2015 |
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 4 | 09 December 2013 | 21 August 2015 |
BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 9 | 09 December 2013 | 21 August 2015 |