SFC Licences of TAI Ka Chun Terence 戴家俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grand View Asset Management Limited 宏滙資產管理有限公司 RO 4 10 January 2023
Grand View Asset Management Limited 宏滙資產管理有限公司 RE 9 10 January 2023
Grand View Securities Limited 宏滙證券有限公司 RO 1 28 September 2021
Grand View Securities Limited 宏滙證券有限公司 RE 1 06 August 2021 28 September 2021
K.K.M. Securities Limited 新同得有限公司 RO 1 29 December 2020 26 January 2021
K.K.M. Securities Limited 新同得有限公司 RE 1 04 December 2020 29 December 2020
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 4 30 January 2020 16 November 2020
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 1 30 January 2020 16 November 2020
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RE 9 17 September 2019 16 November 2020
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RE 4 17 September 2019 30 January 2020
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RE 1 17 September 2019 30 January 2020
Grand View Asset Management Limited 宏滙資產管理有限公司 RE 9 05 October 2018 31 July 2019
Grand View Asset Management Limited 宏滙資產管理有限公司 RE 4 05 October 2018 31 July 2019
Grand View Securities Limited 宏滙證券有限公司 RO 1 06 October 2017 31 July 2019
Grand View Securities Limited 宏滙證券有限公司 RE 1 08 August 2017 06 October 2017
Supreme China Securities Limited 智華證券有限公司 RO 1 26 April 2017 30 June 2017
Supreme China Securities Limited 智華證券有限公司 RE 1 20 October 2014 26 April 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 27 December 2013 11 September 2014
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 27 December 2013 11 September 2014