SFC Licences of LUI Kwok Him 呂國謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 23 June 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 June 2021 | |
| iBest Investment Services Limited | RE | 3 | 27 April 2018 | 25 January 2019 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 12 October 2017 | 21 May 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 12 October 2017 | 21 May 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 31 May 2016 | 26 September 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 06 December 2013 | 29 April 2016 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 06 December 2013 | 29 April 2016 |