SFC Licences of CHAN Ka Fai 陳家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 03 March 2021 | 05 February 2023 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 03 March 2021 | 05 February 2023 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 03 March 2021 | 05 February 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 October 2014 | 10 December 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 October 2014 | 10 December 2019 |
Evercore Asia Limited | RE | 6 | 11 December 2013 | 19 September 2014 |