SFC Licences of HUI Tsz Kit 許子杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 December 2018 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 13 December 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 December 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 15 May 2017 | 23 November 2018 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 04 June 2014 | 23 November 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 December 2013 | 23 November 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 2 | 07 March 2014 | 27 June 2014 |