SFC Licences of WAN Lingyan 万玲豔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LAV Asset Management (Hong Kong) Limited | RO | 9 | 10 May 2022 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 19 November 2018 | 30 June 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 19 November 2018 | 30 June 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 19 November 2018 | 30 June 2020 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 22 October 2018 | 30 June 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 27 November 2017 | 26 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 March 2015 | 08 August 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 March 2015 | 08 August 2017 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 02 January 2014 | 27 February 2015 |