SFC Licences of LAI Kuen Cheong 黎權昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rising Securities Limited 捷昇證券有限公司 | RO | 9 | 07 February 2024 | |
Rising Securities Limited 捷昇證券有限公司 | RO | 4 | 07 February 2024 | |
Rising Securities Limited 捷昇證券有限公司 | RO | 1 | 07 February 2024 | |
Bluemount Securities Limited 藍山證券有限公司 | RO | 4 | 07 December 2021 | 08 December 2023 |
Bluemount Securities Limited 藍山證券有限公司 | RO | 1 | 07 December 2021 | 08 December 2023 |
Bluemount Asset Management Limited 藍山資產管理有限公司 | RO | 9 | 07 December 2021 | 08 December 2023 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 4 | 12 February 2018 | 07 December 2021 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 1 | 12 February 2018 | 07 December 2021 |
Bluemount Asset Management Limited 藍山資產管理有限公司 | RE | 9 | 12 February 2018 | 07 December 2021 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 10 December 2013 | 30 April 2016 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 10 December 2013 | 30 April 2016 |