SFC Licences of LAI Kuen Cheong 黎權昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rising Securities Limited 捷昇證券有限公司 RO 9 07 February 2024
Rising Securities Limited 捷昇證券有限公司 RO 4 07 February 2024
Rising Securities Limited 捷昇證券有限公司 RO 1 07 February 2024
Bluemount Securities Limited 藍山證券有限公司 RO 4 07 December 2021 08 December 2023
Bluemount Securities Limited 藍山證券有限公司 RO 1 07 December 2021 08 December 2023
Bluemount Asset Management Limited 藍山資產管理有限公司 RO 9 07 December 2021 08 December 2023
Bluemount Securities Limited 藍山證券有限公司 RE 4 12 February 2018 07 December 2021
Bluemount Securities Limited 藍山證券有限公司 RE 1 12 February 2018 07 December 2021
Bluemount Asset Management Limited 藍山資產管理有限公司 RE 9 12 February 2018 07 December 2021
Quam Securities Limited 華富建業證券有限公司 RE 4 10 December 2013 30 April 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 10 December 2013 30 April 2016