SFC Licences of LEE Wo Chiu 李和釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pelican Financial Limited 百利勤金融有限公司 | RE | 6 | 25 July 2023 | |
Asian Capital Limited 卓亞融資有限公司 | RE | 6 | 19 July 2022 | 20 September 2022 |
Asian Capital Limited 卓亞融資有限公司 | RE | 1 | 19 July 2022 | 20 September 2022 |
RaffAello Capital Limited | RE | 6 | 20 January 2021 | 20 June 2022 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 12 October 2017 | 05 October 2020 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 1 | 12 October 2017 | 05 October 2020 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 11 September 2017 | 05 October 2020 |
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 | RE | 6 | 21 March 2017 | 09 May 2017 |
F.E. Corporate Finance Advisory Limited | RE | 6 | 11 December 2013 | 15 September 2016 |