SFC Licences of LEE Wo Chiu 李和釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pelican Financial Limited 百利勤金融有限公司 RE 6 25 July 2023
Asian Capital Limited 卓亞融資有限公司 RE 6 19 July 2022 20 September 2022
Asian Capital Limited 卓亞融資有限公司 RE 1 19 July 2022 20 September 2022
RaffAello Capital Limited RE 6 20 January 2021 20 June 2022
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 12 October 2017 05 October 2020
Kingsway Capital Limited 滙富融資有限公司 RE 1 12 October 2017 05 October 2020
Kingsway Capital Limited 滙富融資有限公司 RE 6 11 September 2017 05 October 2020
Hong Kong International Capital Management Limited 香港國際資本管理有限公司 RE 6 21 March 2017 09 May 2017
F.E. Corporate Finance Advisory Limited RE 6 11 December 2013 15 September 2016