SFC Licences of LO Hin Wing, Henry 盧顯榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 25 November 2015 | 01 May 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 25 November 2015 | 01 May 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 12 December 2013 | 01 September 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 12 December 2013 | 01 September 2015 |