SFC Licences of WU Chun Ngai 鄔俊毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kietex Capital Limited 裕華資本有限公司 | RE | 9 | 18 March 2024 | |
Kietex Capital Limited 裕華資本有限公司 | RE | 4 | 18 March 2024 | |
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 | RE | 9 | 01 December 2022 | 29 February 2024 |
Yan Yun Family Office (HK) Limited 胤源世創家族辦公室(香港)有限公司 | RE | 4 | 01 December 2022 | 29 February 2024 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 06 August 2015 | 27 June 2016 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 06 August 2015 | 27 June 2016 |
Golden Mountain Financial Limited 金山金融有限公司 | RE | 2 | 07 October 2014 | 10 July 2015 |
Golden Mountain Financial Limited 金山金融有限公司 | RE | 1 | 07 October 2014 | 10 July 2015 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 13 January 2014 | 25 September 2014 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 13 January 2014 | 25 September 2014 |