SFC Licences of CHAN Wing Ki, Nicole 陳穎琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 1 | 09 September 2021 | 06 November 2023 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 9 | 15 September 2020 | 06 November 2023 |
Hywin Asset Management (Hong Kong) Limited 海銀資產管理(香港)有限公司 | RE | 4 | 09 March 2020 | 06 November 2023 |
Franklin Templeton Investments (Asia) Limited | RE | 1 | 05 May 2014 | 03 October 2016 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 12 December 2013 | 30 April 2014 |