SFC Licences of KWOK Hom 郭含
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 1 | 01 August 2022 | |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 07 April 2016 | 30 June 2022 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 1 | 07 April 2016 | 30 June 2022 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 11 June 2015 | 05 April 2016 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 1 | 24 December 2013 | 23 May 2015 |
JS Cresvale Capital Limited 日盛嘉富資本有限公司 | RE | 1 | 24 December 2013 | 23 May 2015 |