SFC Licences of LIU Zhe 劉喆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 29 April 2014 27 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 29 April 2014 27 February 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 April 2014 27 February 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 December 2013 14 February 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 16 December 2013 14 February 2014