SFC Licences of DONG Xiang 董翔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 October 2019 | 18 January 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 September 2019 | 18 January 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RO | 1 | 24 January 2019 | 30 August 2019 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 November 2018 | 24 January 2019 |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 01 August 2016 | 07 September 2018 |
| Merrill Lynch Far East Limited | RE | 2 | 06 January 2014 | 28 June 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 January 2014 | 28 June 2016 |