SFC Licences of FOSTER Duncan John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RO | 7 | 07 December 2021 | |
Morgan Stanley Hong Kong Securities Limited | RO | 1 | 07 December 2021 | |
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 26 September 2017 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 26 September 2017 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 05 April 2017 | 26 September 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 05 April 2017 | 26 September 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 May 2015 | 29 May 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 04 February 2014 | 11 February 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 04 February 2014 | 11 February 2014 |