SFC Licences of GORI Filippo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Securities (Far East) Limited RE 6 11 May 2020
J.P. Morgan Securities (Far East) Limited RO 4 01 August 2019
J.P. Morgan Securities (Far East) Limited RO 1 01 August 2019
J.P. Morgan Broking (Hong Kong) Limited RO 7 02 November 2017 31 March 2019
J.P. Morgan Broking (Hong Kong) Limited RO 5 11 February 2014 31 March 2019
J.P. Morgan Broking (Hong Kong) Limited RO 4 11 February 2014 31 March 2019
J.P. Morgan Broking (Hong Kong) Limited RO 2 11 February 2014 31 March 2019
J.P. Morgan Broking (Hong Kong) Limited RO 1 11 February 2014 31 March 2019
JPMorgan Chase Bank, National Association 4 08 January 2014
JPMorgan Chase Bank, National Association 1 08 January 2014
J.P. Morgan Securities (Asia Pacific) Limited 4 08 January 2014
J.P. Morgan Securities (Asia Pacific) Limited 1 08 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 7 02 January 2014 21 July 2017
J.P. Morgan Broking (Hong Kong) Limited RE 1 02 January 2014 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 02 January 2014 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 02 January 2014 11 February 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 02 January 2014 11 February 2014