SFC Licences of LAM Wan Yuk 林韻鈺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 27 July 2018 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 27 July 2018 | |
Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 | RE | 2 | 25 November 2016 | 24 July 2018 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 1 | 24 May 2016 | 24 July 2018 |
Nine Rivers Capital Partners Limited 浚承資本有限公司 | RE | 1 | 16 October 2015 | 17 May 2016 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 27 December 2013 | 01 October 2015 |
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 2 | 27 December 2013 | 01 October 2015 |