SFC Licences of LAM Wan Yuk 林韻鈺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 July 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 27 July 2018
Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 RE 2 25 November 2016 24 July 2018
Tian Yuan Finance Limited 天元金融有限公司 RE 1 24 May 2016 24 July 2018
Nine Rivers Capital Partners Limited 浚承資本有限公司 RE 1 16 October 2015 17 May 2016
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 1 27 December 2013 01 October 2015
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 RE 2 27 December 2013 01 October 2015