SFC Licences of IP Ka Yeung 葉家楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 07 December 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 24 February 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 13 January 2021
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 13 January 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 13 January 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 January 2021
The Core Securities Company Limited 核聚證券有限公司 RE 9 16 October 2019 18 December 2020
The Core Securities Company Limited 核聚證券有限公司 RE 4 16 October 2019 18 December 2020
The Core Securities Company Limited 核聚證券有限公司 RE 1 11 October 2019 18 December 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 24 July 2018 28 September 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 24 July 2018 28 September 2019
Future Securities Limited 未來證券有限公司 RE 2 26 January 2018 03 July 2018
Future Securities Limited 未來證券有限公司 RE 1 26 January 2018 03 July 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 10 January 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 April 2015 10 January 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 April 2015 02 October 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 04 August 2014 16 April 2015
Gong Ping Futures Limited 公平期貨有限公司 RE 2 21 January 2014 01 May 2014
Gong Ping Securities Limited 公平證券有限公司 RE 1 21 January 2014 01 May 2014