SFC Licences of LO Shu Pui 羅樹培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 24 March 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 24 March 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 24 March 2020
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 24 March 2020
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 08 April 2015 26 October 2018
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 08 May 2014 26 October 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 08 May 2014 26 October 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 27 December 2013 26 October 2018