SFC Licences of CHAN Chun Hin 陳晉軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capula Investment Management Asia Limited RE 1 21 October 2022
BFAM Partners (Hong Kong) Limited RE 9 08 May 2019 25 October 2021
UBS Securities Hong Kong Limited RE 2 19 December 2016 19 April 2019
UBS Securities Hong Kong Limited RE 1 19 December 2016 19 April 2019
UBS Securities Asia Limited RE 2 10 June 2016 19 April 2019
UBS Securities Asia Limited RE 1 10 June 2016 19 April 2019
UBS Derivatives Hong Kong Limited RE 2 10 June 2016 18 December 2016
UBS Securities Hong Kong Limited RE 1 10 June 2016 18 December 2016
Merrill Lynch Far East Limited RE 2 27 July 2015 15 March 2016
Merrill Lynch (Asia Pacific) Limited RE 1 27 July 2015 15 March 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 23 December 2013 20 June 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 23 December 2013 20 June 2014