SFC Licences of SIMMONDS Stuart Duncan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 January 2018 | 19 January 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 January 2018 | 19 January 2018 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 October 2017 | 27 October 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 October 2017 | 27 October 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 July 2017 | 28 July 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 July 2017 | 28 July 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 April 2017 | 11 April 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2017 | 11 April 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 February 2017 | 10 February 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 February 2017 | 10 February 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2016 | 17 June 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2016 | 17 June 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 January 2016 | 22 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 January 2016 | 22 January 2016 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 April 2015 | 24 April 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 April 2015 | 24 April 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 January 2015 | 09 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 January 2015 | 09 January 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 June 2014 | 22 June 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 June 2014 | 22 June 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 January 2014 | 14 January 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 January 2014 | 14 January 2014 |