SFC Licences of BAXTER Melinda Kate

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 30 January 2024 02 February 2024
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 16 June 2023 21 June 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 June 2023 21 June 2023
Merrill Lynch (Asia Pacific) Limited RE 4 08 October 2019 10 October 2019
Merrill Lynch (Asia Pacific) Limited RE 4 26 February 2019 01 March 2019
Merrill Lynch (Asia Pacific) Limited RE 4 25 November 2015 27 November 2015
Merrill Lynch (Asia Pacific) Limited RE 1 25 November 2015 27 November 2015
Merrill Lynch (Asia Pacific) Limited RE 4 09 April 2014 11 April 2014
Merrill Lynch (Asia Pacific) Limited RE 1 09 April 2014 11 April 2014
Merrill Lynch (Asia Pacific) Limited RE 4 08 January 2014 11 January 2014
Merrill Lynch (Asia Pacific) Limited RE 1 08 January 2014 11 January 2014