SFC Licences of ZHAN Congcong 詹聰聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 20 February 2018 26 December 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 20 February 2018 26 December 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 20 February 2018 26 December 2020
China Everbright Capital Limited 中國光大融資有限公司 RE 4 27 June 2017 04 January 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 1 27 June 2017 04 January 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 02 February 2017 04 January 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 07 November 2014 17 January 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 12 February 2014 17 January 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 31 December 2013 17 January 2017