SFC Licences of LI Xuan 李璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 12 August 2014 | 13 November 2014 |
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 6 | 30 April 2014 | 03 July 2014 |
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 4 | 10 February 2014 | 03 July 2014 |
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 1 | 10 February 2014 | 03 July 2014 |