SFC Licences of LI Xuan 李璇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 12 August 2014 13 November 2014
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 RE 6 30 April 2014 03 July 2014
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 RE 4 10 February 2014 03 July 2014
Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 RE 1 10 February 2014 03 July 2014