SFC Licences of BOOTH Alexander Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 23 November 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 November 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 20 July 2020 | 26 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 July 2020 | 26 August 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 13 January 2014 | 26 August 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 January 2014 | 26 August 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 13 January 2014 | 26 August 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 January 2014 | 26 August 2022 |