SFC Licences of HO Chung 何聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 12 September 2018 | 30 November 2023 |
Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 10 October 2017 | 18 August 2018 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 23 March 2017 | 04 July 2017 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 23 March 2017 | 04 July 2017 |
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 21 September 2016 | 02 March 2017 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 21 September 2016 | 02 March 2017 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 18 June 2015 | 07 September 2016 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 18 June 2015 | 07 September 2016 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 October 2014 | 25 November 2014 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 16 October 2014 | 25 November 2014 |
Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 07 February 2014 | 01 May 2014 |
Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 07 February 2014 | 01 May 2014 |