SFC Licences of HO Chung 何聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Greater China Securities Limited 大中華證券有限公司 RE 1 12 September 2018 30 November 2023
Rich Bay Securities Limited 富利證券有限公司 RE 1 10 October 2017 18 August 2018
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 23 March 2017 04 July 2017
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 23 March 2017 04 July 2017
Rifa Futures Limited 日發期貨有限公司 RE 2 21 September 2016 02 March 2017
Rifa Securities Limited 日發證券有限公司 RE 1 21 September 2016 02 March 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 18 June 2015 07 September 2016
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 18 June 2015 07 September 2016
Emperor Securities Limited 英皇證券有限公司 RE 1 16 October 2014 25 November 2014
Emperor Futures Limited 英皇期貨有限公司 RE 2 16 October 2014 25 November 2014
Gong Ping Futures Limited 公平期貨有限公司 RE 2 07 February 2014 01 May 2014
Gong Ping Securities Limited 公平證券有限公司 RE 1 07 February 2014 01 May 2014