SFC Licences of LO Kuei Tzu 羅桂子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 1 | 17 December 2020 | |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 9 | 17 April 2020 | |
| Apollo Capital Management Limited 皓衹資本管理有限公司 | RE | 4 | 17 April 2020 | |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 26 June 2018 | 15 April 2020 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 26 June 2018 | 15 April 2020 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 26 June 2018 | 15 April 2020 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 15 January 2014 | 12 June 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 15 January 2014 | 12 June 2018 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 15 January 2014 | 12 June 2018 |