SFC Licences of SHEN Yi 沈奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 13 April 2018 |
UBS Securities Hong Kong Limited | RE | 6 | 16 January 2014 | 18 December 2016 |