SFC Licences of XU Na 徐娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JF International Management Inc. | RE | 9 | 26 June 2017 | 20 June 2018 |
| JF International Management Inc. | RE | 4 | 26 June 2017 | 20 June 2018 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 26 June 2017 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 26 June 2017 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 26 June 2017 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 26 June 2017 | |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 26 June 2017 | |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 20 September 2016 | 01 January 2017 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 21 June 2016 | 01 January 2017 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 1 | 21 June 2016 | 01 January 2017 |
| Polen Capital HK Limited | RE | 1 | 23 June 2014 | 04 June 2016 |
| F&C Asset Management Asia Limited | RE | 1 | 04 February 2014 | 20 June 2014 |