SFC Licences of HOU Jie 侯捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 25 October 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 25 October 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 25 October 2022 | |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 20 June 2018 | 05 January 2022 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 22 January 2014 | 05 January 2022 |