SFC Licences of TEO Ying Zhuang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 29 March 2017 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 29 March 2017 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 10 May 2016 | 28 October 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 10 May 2016 | 28 October 2016 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 January 2014 | 07 April 2016 |