SFC Licences of CHU Lai Ching 朱麗澄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 31 October 2023 | |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 31 October 2023 | |
| Centaline Securities Limited 中原證券有限公司 | RE | 1 | 29 November 2017 | 05 October 2020 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 29 November 2017 | 05 October 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 January 2014 | 02 November 2014 |