SFC Licences of BAO Wenjia 包文佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 August 2017 | 04 April 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2017 | 04 April 2020 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 13 November 2015 | 27 July 2017 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 13 November 2015 | 27 July 2017 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 16 January 2014 | 05 November 2015 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 16 January 2014 | 05 November 2015 |