SFC Licences of SONG Ci 宋辭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 6 18 March 2021
Sinostone Capital Management Company Limited 信石資本管理有限公司 RE 9 20 February 2017 30 October 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 10 June 2014 30 June 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 20 January 2014 13 March 2014
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 20 January 2014 13 March 2014