SFC Licences of SONG Ci 宋辭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 18 March 2021 | 03 May 2023 |
Sinostone Capital Management Company Limited 信石資本管理有限公司 | RE | 9 | 20 February 2017 | 30 October 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 10 June 2014 | 30 June 2015 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 20 January 2014 | 13 March 2014 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 January 2014 | 13 March 2014 |