SFC Licences of TANG Tsz Lok, Ricky 鄧梓洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 07 October 2020 | 01 November 2022 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 07 October 2020 | 01 November 2022 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 21 March 2016 | 25 August 2017 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 05 January 2015 | 22 January 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 19 February 2014 | 19 August 2014 |