SFC Licences of LEE Ying-ju 李瑩如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 27 March 2024 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 27 March 2024 | |
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 9 | 19 June 2020 | 11 January 2023 |
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 10 June 2020 | 11 January 2023 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 15 June 2015 | 15 May 2020 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 15 June 2015 | 15 May 2020 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 25 April 2014 | 09 April 2015 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 24 January 2014 | 07 April 2014 |