SFC Licences of YIP Tsz Chung 葉梓聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 13 October 2022 | 29 December 2023 |
| UBS Securities Hong Kong Limited | RE | 2 | 29 January 2019 | 19 September 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 19 September 2022 |
| UBS Securities Asia Limited | RE | 2 | 25 November 2015 | 19 September 2022 |
| UBS Securities Asia Limited | RE | 1 | 25 November 2015 | 19 September 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 25 November 2015 | 18 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 27 January 2014 | 23 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 January 2014 | 23 September 2015 |