SFC Licences of CHONG Ka Hei 莊嘉熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 25 April 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 25 March 2021
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 25 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 21 May 2020 03 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 May 2020 03 March 2021
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 30 December 2019 03 May 2020
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 20 March 2018 03 May 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 20 March 2018 03 May 2020
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 20 March 2018 03 May 2020
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 20 March 2018 03 May 2020
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 20 March 2018 03 May 2020
Mason Securities Limited 茂宸證券有限公司 RE 1 27 January 2014 16 July 2015
Mason Futures Limited 茂宸期貨有限公司 RE 2 27 January 2014 16 July 2015