SFC Licences of CHAN Pok Man 陳博文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司
RO 9 31 March 2022
Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RO 1, 4 23 February 2022
Tongjin Securities Limited 通金證券有限公司
RO 1, 4 14 July 2020 29 October 2021
Tongjin Securities Limited 通金證券有限公司
RE 1, 4 08 May 2020 14 July 2020
Galaxy Treasure Securities Group Limited 富盈證券集團有限公司
RO 1, 4 24 May 2019 12 February 2020
Quest Stockbrokers (HK) Limited 華輝證券有限公司
RO 1 05 June 2018 24 April 2019
Quest Stockbrokers (HK) Limited 華輝證券有限公司
RE 1 17 April 2018 05 June 2018
Riche Bright Securities Limited 富明證券有限公司
RO 1 17 January 2017 08 April 2018
Riche Bright Securities Limited 富明證券有限公司
RE 1 07 February 2014 17 January 2017