SFC Licences of CHAN Pok Man 陳博文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司 |
RO | 9 | 31 March 2022 | |
| Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司 Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
RO | 1, 4 | 23 February 2022 | |
| Tongjin Securities Limited 通金證券有限公司 |
RO | 1, 4 | 14 July 2020 | 29 October 2021 |
| Tongjin Securities Limited 通金證券有限公司 |
RE | 1, 4 | 08 May 2020 | 14 July 2020 |
| Galaxy Treasure Securities Group Limited 富盈證券集團有限公司 |
RO | 1, 4 | 24 May 2019 | 12 February 2020 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | 1 | 05 June 2018 | 24 April 2019 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RE | 1 | 17 April 2018 | 05 June 2018 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | 1 | 17 January 2017 | 08 April 2018 |
| Riche Bright Securities Limited 富明證券有限公司 |
RE | 1 | 07 February 2014 | 17 January 2017 |