SFC Licences of THIAN Sum 田心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 27 March 2019 | 30 June 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 27 March 2019 | 30 June 2021 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 27 June 2017 | 26 January 2019 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 27 June 2017 | 26 January 2019 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 22 December 2015 | 26 January 2019 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 22 December 2015 | 26 January 2019 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 20 March 2014 | 13 October 2015 |