SFC Licences of THIAN Sum 田心

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司
RE 1, 4 27 March 2019 30 June 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 27 June 2017 26 January 2019
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 22 December 2015 26 January 2019
AXA China Region Investment Services Limited 安盛投資服務有限公司
RE 1 20 March 2014 13 October 2015