SFC Licences of LAM Cheuk Ming 林卓銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tung Yat Securities Limited 同一證券有限公司	RO	4	26 February 2024
Tung Yat Securities Limited 同一證券有限公司	RO	1	26 February 2024
Tung Yat Securities Limited 同一證券有限公司	RE	4	19 February 2024	26 February 2024
Tung Yat Securities Limited 同一證券有限公司	RE	1	19 February 2024	26 February 2024
Tung Yat Securities Limited 同一證券有限公司	RE	9	19 February 2024
Wealth Management Cube Limited 富方投資平台有限公司	RO	1	29 June 2021	06 February 2022
iTrade Securities Investment Limited 美信證券投資有限公司	RO	4	15 December 2020	18 June 2021
iTrade Securities Investment Limited 美信證券投資有限公司	RO	1	06 July 2018	18 June 2021
iTrade Securities Investment Limited 美信證券投資有限公司	RE	1	10 April 2017	06 July 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	4	08 March 2016	11 October 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	2	08 March 2016	11 October 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	08 March 2016	11 October 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	11 March 2015	26 November 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	11 March 2015	26 November 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	11 March 2015	26 November 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	11 March 2015	26 November 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	5	04 November 2014	01 March 2015
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	04 November 2014	01 March 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	04 November 2014	01 March 2015
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	04 November 2014	01 March 2015
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	08 August 2014	23 September 2014
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	9	08 August 2014	23 September 2014
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	5	08 August 2014	23 September 2014
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	4	08 August 2014	23 September 2014
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	26 February 2014	23 September 2014