SFC Licences of BOWLER William Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 05 September 2017 | 31 January 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 September 2017 | 31 January 2020 |
| Forsyth Barr Asia Limited | RE | 4 | 02 November 2015 | 25 August 2017 |
| Forsyth Barr Asia Limited | RE | 1 | 28 January 2015 | 25 August 2017 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 13 February 2014 | 30 September 2014 |