SFC Licences of ZHENG Kaiwen 鄭凱文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 03 July 2020 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 03 July 2020 | |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 12 January 2015 | 05 May 2020 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 January 2015 | 05 May 2020 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 January 2014 | 27 November 2014 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 January 2014 | 27 November 2014 |