SFC Licences of SO Yu Wa 蘇裕華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 24 November 2021
Merrill Lynch Far East Limited RE 2 28 February 2014 10 August 2021
Merrill Lynch (Asia Pacific) Limited RE 1 28 February 2014 10 August 2021
Merrill Lynch Far East Limited RE 1 28 February 2014 10 August 2021