SFC Licences of SO Yu Wa 蘇裕華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 24 November 2021 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 February 2014 | 10 August 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 28 February 2014 | 10 August 2021 |
| Merrill Lynch Far East Limited | RE | 2 | 28 February 2014 | 10 August 2021 |