SFC Licences of YANG Sigao 楊思高
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 19 June 2019 | 15 December 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 19 June 2019 | 15 December 2020 |
CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 04 February 2014 | 09 April 2018 |
CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 04 February 2014 | 09 April 2018 |