SFC Licences of KELL Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 02 July 2015 | 27 June 2017 |
Merrill Lynch Far East Limited | RE | 4 | 02 July 2015 | 27 June 2017 |
Merrill Lynch Far East Limited | RE | 1 | 02 July 2015 | 27 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 02 July 2015 | 27 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 July 2015 | 27 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2015 | 27 June 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 04 June 2014 | 28 March 2015 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 04 February 2014 | 04 June 2014 |