SFC Licences of SERJEANT Daniel Luke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 2 | 29 January 2024 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 1 | 29 January 2024 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 16 November 2023 | 29 January 2024 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 16 November 2023 | 29 January 2024 |
| Merrill Lynch Far East Limited | RO | 2 | 06 April 2023 | 01 August 2023 |
| Merrill Lynch Far East Limited | RO | 1 | 06 April 2023 | 01 August 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 June 2020 | 01 August 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 17 February 2014 | 06 April 2023 |
| Merrill Lynch Far East Limited | RE | 1 | 17 February 2014 | 06 April 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 February 2014 | 19 December 2018 |
| Merrill Lynch Far East Limited | RE | 7 | 17 February 2014 | 01 November 2018 |